Shivam Pandey Shivam Pandey

Shivam Pandey

Compliance Officer

​Shivam Pandey leads Compliance at Bajaj Alts, anchoring the firm’s regulatory initiatives as it scales its alternatives platform. He brings strong expertise in building and managing comprehensive compliance frameworks across RIA, PMS, AIF, and UCITS structures, with a focus on precision, transparency, and investor protection.

He previously served at Abakkus Asset Manager Pvt. Ltd., where he strengthened governance standards, managed regulatory audits, and streamlined statutory processes across the platform.

At Bajaj Alts, Shivam is responsible for driving a robust compliance architecture aligned with evolving regulations. Known for his detail-oriented and systems-led approach, he plays a critical role in reinforcing trust, accountability, and institutional discipline across the firm’s alternatives ecosystem.